Wednesday, 4 January 2017

End face mechanical seal

An end face mechanical seal, also referred to as a mechanical face seal but usually simply as a mechanical seal, is a type of seal utilised in rotating equipment, such as pumps, mixers, blowers, and compressors. When a pump operates, the liquid could leak out of the pump between the rotating shaft and the stationary pump casing. Since the shaft rotates, preventing this leakage can be difficult. Earlier pump models used mechanical packing (otherwise known as Gland Packing) to seal the shaft. Since World War II, mechanical seals have replaced packing in many applications.
An end face mechanical seal uses both rigid and flexible elements that maintain contact at a sealing interface and slide on each other, allowing a rotating element to pass through a sealed case. The elements are both hydraulically and mechanically loaded with a spring or other device to maintain contact. For similar designs using flexible elements, see Radial shaft seal(a.k.a. "lip seal") and o-rings.

Mechanical seal fundamentals.

A mechanical seal must contain four functional components, primary sealing surfaces, secondary sealing surfaces, a means of actuation, and a means of drive:


  • The primary sealing surfaces are the heart of the device. A common combination consists of a hard material, such as silicon carbide, Ceramic or tungsten carbide, embedded in the pump casing and a softer material, such as carbon in the rotating seal assembly. Many other materials can be used depending on the liquid's chemical properties, pressure, and temperature. These two rings are in intimate contact, one ring rotates with the shaft, the other ring is stationary. These two rings are machined using a machining process called lapping in order to obtain the necessary degree of flatness.
  • The secondary sealing surfaces (there may be a number of them) are those other points in the seal that require a fluid barrier but are not rotating relative to one another. Usually the secondary sealing elements are o-rings, PTFE wedges or rubber diaphragms.
  • In order to keep the two primary sealing surfaces in intimate contact, an actuation force is required and is commonly provided by a spring. In conjunction with the spring, it may also be provided by the pressure of the sealed fluid.
  • The primary sealing surfaces must be the only parts of the seal that are permitted to rotate relative to one another, they must not rotate relative to the parts of the seal that hold them in place. To maintain this non-rotation a method of drive must be provided.

Seal face technology

Mechanical seal face geometry is one of the most critical design elements within a mechanical seal. Seal face properties such as: balance diameter, centroid location, surface area, surface finish, drive mechanism, and face topography can be altered to achieve specific results in a variety of liquids. Seal face topography refers to the alteration of an otherwise flat seal face sealing surface to one with a three-dimensional surface.

Seal categories

All mechanical seals must contain the four elements described above but the way those functional elements are arranged may be quite varied. Several dimensional and functional standards exist, such as API Standard 682 - Shaft Sealing Systems for Centrifugal and Rotary Pumps, which sets precise configurations and sizes for mechanical seal used in Oil & Gas applications.

Mechanical seals are generally classified into two main categories: "Pusher" or "Non-Pusher". These distinctions refer to whether or not the secondary seal to the shaft/sleeve is dynamic or stationary. Pusher seals will employ a dynamic secondary seal (typically an o-ring) which moves axially with the primary seal face. Non-pusher seals will employ a static secondary seal (either an O-ring, high temperature graphite packing, elastomeric bellows or metal bellows). In this case, the face tracking is independent of the secondary seal which is always static against the shaft/sleeve.
A "cartridge seal" is a prepackaged seal that is common in more complex applications and were originally designed for installation in equipment where a component type seal was difficult due to the equipment design. Examples of this are horizontally split and vertical pumps. In 1975 the A W Chesterton Company designed the first cartridge seal that fit pumps with varying stuffing box bore sizes and gland bolt patterns. To accomplish this the seal utilized internal centering of the stationary parts and slotted bolt holes. This "generic" cartridge seal could be manufactured in higher production quantities resulting in a cartridge seal that could be used in all applications and pumps types. Cassette seals, patent no. 6685191 introduced by Gold Seals, Inc., utilize a replaceable inner "cassette" mounted in the cartridge end plate or gland, while modular cartridge seal systems makes it possible to replace only the parts subject to wear, such as sliding faces, secondary seals and springs, while keeping the seal's hardware (gland, sleeve, bolts). Cartridge seals can suffer from clogging due to the bigger space occupied inside the stuffing box, leading to dense or charged fluids not moving enough to centrifugate the solid particles.
Gap seals are generally used in bearings and other constructions highly susceptible to wear, for example, in the form of an O-ring. A clearance seal is used to close or fill (and join) spacing between two parts, e.g. in machine housings, to allow for the vibration of those parts. An example of this type of seal is the so-called floating seal which can be easily replaced. These seals are mostly manufactured from rubber or other flexible but durable synthetic materials.

Seal piping plans

Since the rotating seal will create heat from friction, this heat will need to be removed from the seal chamber or else the seal will overheat and fail. Typically, a small tube connected to either the suction or the discharge of the pump will help circulate the liquid. Other features such as filters or coolers will be added to this tubing arrangement depending on the properties of the fluid, and its pressure and temperature. Each arrangement has a number associated with it, as defined by American Petroleum Institute "API" specifications 610 and 682.

Component seals

Usually these are considered to be disposable since refurbishing the metal parts and replacing the wearable items isn't economical.

Component seals are produced in high volumes so the end price is low in comparison to cartridge seals.
The majority of mechanical seal manufacturers offer seals that are dimensionally interchangeable with each other. The only difference being material quality and price. Also component seal is expensive to assemble as it will be assembled on the pump.

Tandem and double seals

Since almost all seals utilize the process liquid or gas to lubricate the seal faces, they are designed to leak. Process liquids and gases containing hazardous vapors, dangerous toxic chemicals or flammable petroleum must not be allowed to leak into the atmosphere or onto the ground. In these applications a second "containment" seal is placed after the primary seal along the pump shaft. The space in between these two seals is filled with a neutral or compatible liquid or gas (generally nitrogen) called a buffer seal (unpressurized) or barrier seal (pressurized).

In a tandem seal [face-to-back], the seal will leak into the buffer fluid contained in the unpressurized cavity commonly known as thermosiphon pot. If the cavity registers a dramatic increase in pressure or fluid level, the operator will know that the primary seal has failed. This can be achieved by using pressure/level switches or transmitters. If the cavity is drained of liquid, then the secondary seal has failed. In both instances, maintenance will need to be performed. This arrangement is commonly used when sealing fluids that would create a hazard or change state when contacting open air. These are detailed in API 682 [Currently 3rd Edition] Piping Plan 52
In a double seal [Generally Back to Back], the barrier liquid in the cavity between the two seals is pressurized. Thus if the primary seal fails, the neutral liquid will leak into the pump stream instead of the dangerous pumped fluid escaping into the atmosphere. This application is usually used in gas, unstable, highly toxic, abrasive, corrosive, and viscous fluids. These are detailed in API Piping Plan standards #53a, 53b, 53c; or 54. Plan 74 may also be considered a double seal piping plan, although it is used exclusively when describing a dry gas barrier seal support system. The barrier fluid used in a Plan 74 system is simply a gas, not a liquid. Typically, nitrogen is used as its inert nature makes it advantageous due to mixing with the process stream being sealed.
Tandem and double seal nomenclature historically characterized seals based on orientation, i.e., tandem seals mounted face-to-back, double seals mounted back to back or face-to-face. The distinction between pressurized and unpressurized support systems for tandem and double seals has lent itself to a more descriptive notation of dual pressurized and dual unpressurized mechanical seal. This distinction must be made as traditional 'tandem seals' can also utilize a pressurized barrier fluid.

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